Definitions and data requirements

The basic elements for classification of environmentally hazardous substances (aquatic environment) are:

(a)Acute aquatic toxicity;

(b)Chronic aquatic toxicity;

(c)Potential for or actual bioaccumulation;and

(d)Degradation (biotic or abiotic) for organic chemicals.

While data from internationally harmonised test methods are preferred, in practice, data from national methods may also be used where they are considered as equivalent. In general, it has been agreed that freshwater and marine species toxicity data can be considered as equivalent data and are preferably to be derived using OECD Test Guidelines or equivalent according to the principles of Good Laboratory Practices (GLP). Where such data are not available, classification shall be based on the best available data.

Acute aquatic toxicitymeans the intrinsic property of a substance to be injurious to an organism in a short-term aquatic exposure to that substance.

Acute (short-term) hazard,for classification purposes,means the hazard of a chemical caused by its acute toxicity to an organism during short-term aquatic exposure to that chemical.

Acute aquatic toxicity shall normally be determined using a fish 96 hour LC50(OECD TestGuideline 203 or equivalent), a crustacea species 48 hour EC50(OECDTest Guideline 202 or equivalent) and/or an algal species 72 or 96 hour EC50(OECD Test Guideline 201 or equivalent).These species are considered as surrogate for all aquatic organisms and data on other species such as Lemna may also be considered if thetest methodology is suitable.

Chronic aquatic toxicitymeans the intrinsic property of a substance to cause adverse effects to aquatic organisms during aquatic exposures which are determined in relation to the life-cycle of the organism.

Long-term hazard, for classification purposes, means the hazard of a chemical caused by its chronic toxicity following long-term exposure in the aquatic environment.

Chronic toxicity data are less available than acute data and the range of testing procedures less standardised. Data generated according to the OECD Test Guidelines 210 (Fish Early Life Stage) or 211 (Daphnia Reproduction) and 201 (Algal Growth Inhibition) may be accepted. Other validated and internationally accepted tests may also be used. The NOECs or other equivalent ECxshall be used.

Bioaccumulationmeans net result of uptake, transformation and elimination of a substance in an organism due to all routes of exposure (i.e. air, water, sediment/soil and food).

The potential for bioaccumulation shall normally be determined by using the octanol/water partition coefficient, usually reported as a log Kowdetermined according to OECD Test Guideline 107 or 117. While this represents a potential to bioaccumulate, an experimentally determined Bioconcentration Factor (BCF) provides a better measure and shall be used in preference when available. A BCF shall be determined according to OECD Test Guideline 107, 117 or 123.

Degradationmeans the decomposition of organic molecules to smaller molecules and eventually to carbon dioxide, water and salts.

Environmental degradation may be biotic or abiotic (e.g. hydrolysis) and the criteria used reflect this fact. Ready biodegradation is most easily defined using the biodegradability tests (A-F) of OECD Test Guideline 301. A pass level in these tests may be considered as indicative of rapid degradation in most environments. These are freshwater tests and thus the use of the results from OECD Test Guideline 306, which is more suitable for marine environments, has also been included.Where such data are not available, a BOD(5days)/COD ratio≥ 0.5 is considered as indicative of rapid degradation.

Abiotic degradation such as hydrolysis, primary degradation, both abiotic and biotic, degradation in non-aquatic media and proven rapid degradation in the environment may all be considered in defining rapid degradability11.

Substances are considered rapidly degradable in the environment if the following criteria are met:

(a)In 28-day ready biodegradation studies, the following levels of degradation are achieved:

(i)Tests based on dissolved organic carbon: 70%;

(ii)Tests based on oxygen depletion or carbon dioxide generation: 60% of theoreticalmaxima;

These levels of biodegradation shall be achieved within 10 days of the start of degradation which point is taken as the time when 10% of the substance has been degraded", unless the substance is identified as a complex, multi-component substance with structurally similarconstituents. In this case, and where there is sufficient justification, the 10-day window condition may be waived and the pass level applied at 28 days12; or

(b)In those cases where only BOD and COD data are available, when the ratio of BOD5/COD is ≥ 0.5; or

(c)If other convincing scientific evidence is available to demonstrate that the substance can bedegraded (biotically and/or abiotically) in the aquatic environment to a level above 70% withina 28 day period.

Substance classification categories and criteria

Substances shall be classified as "environmentally hazardous substances (aquatic environment)", if they satisfy the criteria for Acute 1, Chronic 1 or Chronic 2, according to Table2.2.9.1.10.3.1. These criteria describe in detail the classification categories. They are diagrammatically summarized in Table 2.2.9.1.10.3.2.

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11 Special guidance on data interpretation is provided in Chapter 4.1 and Annex 9 of the GHS.

12 See Chapter 4.1 and Annex 9, paragraph A9.4.2.2.3 of the GHS.

Table 2.2.9.1.10.3.1: Categories for substances hazardous to the aquatic environment (see Note 1)

 

(a)

Acute (short-term) aquatic hazard

Category Acute 1:(see Note 2)

      96 hr LC50(for fish)

≤ 1 mg/l and/or

      48 hr EC50(for crustacea)

≤ 1 mg/l and/or

      72 or 96hr ErC50(for algae or other aquatic plants)

≤ 1 mg/l (see Note 3)

(b)

Long-term aquatic hazard (see also Figure 2.2.9.1.10.3.1)

 

(i)

Non-rapidly degradable substances (see Note 4) for which there are adequate chronic toxicity data available

Category Chronic 1:(see Note2)

     

Chronic NOEC or ECx (for fish)

≤ 0,1 mg/l and/or

     

Chronic NOEC or ECx (for crustacea)

≤ 0,1 mg/l and/or

     

Chronic NOEC or ECx (for algae or other aquatic plants)

≤ 0,1 mg/l

Category Chronic 2:

     

Chronic NOEC or ECx (for fish)

≤ 1 mg/l and/or

     

Chronic NOEC or ECx (for crustacea)

≤ 1 mg/l and/or

     

Chronic NOEC or ECx (for algae or other aquatic plants)

≤ 1 mg/l

 

(ii)

Rapidly degradable substances for which there are adequate chronic toxicity data available

Category Chronic 1:(see Note2)

     

Chronic NOEC or ECx (for fish)

≤ 0,01 mg/l and/or

     

Chronic NOEC or ECx (for crustacea)

≤ 0,01 mg/l and/or

     

Chronic NOEC or ECx (for algae or other aquatic plants)

≤ 0,01 mg/l

Category Chronic 2:

     

Chronic NOEC or ECx (for fish)

≤ 0,1 mg/l and/or

     

Chronic NOEC or ECx (for crustacea)

≤ 0,1 mg/l and/or

     

Chronic NOEC or ECx (for algae or other aquatic plants)

≤ 0,1 mg/l

 

(iii)

Substances for which adequate chronic toxicity data are not available

Category Chronic 1:(see Note2)

     

96 hr LC50 (for fish)

≤ 1 mg/l and/or

     

48 hr EC50 (for crustacea)

≤ 1 mg/l and/or

     

72 or 96 hr ErC50 (for algae or other aquatic plants)

≤ 1 mg/l (see Note3)

     

and the substance is not rapidly degradable and/or the experimentally determined BCF is ≥ 500 (or if absent the log Kow ≥ 4)  (see Notes 4 and 5)

Category Chronic 2:

     

96 hr LC50 (for fish)

>1 but ≤ 10 mg/l and/or

     

48 hr EC50 (for crustacea)

>1 but ≤ 10 mg/l and/or

     

72 or 96 hr ErC50 (for algae or other aquatic plants)

>1 but ≤ 10 mg/l (see Note3)

     

and the substance is not rapidly degradable and/or the experimentally determined BCF is ≥ 500 (or, if absent the log Kow ≥ 4)  (see Notes 4 and 5)

NOTE 1: The organisms fish, crustacea and algae are tested as surrogate species covering a range of trophic levels and taxa, and the test methods are highly standardized. Data on other organisms may also be considered, however, provided they represent equivalent species and test endpoints.

NOTE 2: When classifying substances as Acute 1 and/or Chronic 1 it is necessary at the same time to indicate an appropriate M factor (see 2.2.9.1.10.4.6.4 ) toapply the summation method.

NOTE 3: Where the algal toxicity ErC50(= EC50(growth rate)) falls more than 100 times below the next most sensitive species and results in a classification based solely on this effect, consideration shall be given to whetherthis toxicity is representative of the toxicity to aquatic plants. Where it can be shown that this is not the case, professional judgment shall be used in deciding if classification shall be applied. Classification shall be based on the ErC50. In circumstances where the basis of the EC50is not specified and no ErC50is recorded, classification shall be based on the lowest EC50available.

NOTE 4: Lack of rapid degradability is based on either a lack of ready biodegradability or other evidence of lack of rapid degradation. When no useful data on degradability are available, either experimentally determined or estimated data, the substance shall be regarded as not rapidly degradable.

NOTE 5: Potential to bioaccumulate, based on an experimentally derived BCF≥ 500 or, if absent, a log Kow≥ 4 provided log Kowis an appropriate descriptor for the bioaccumulation potential of the substance. Measured log Kowvalues take precedence over estimated values and measured BCF values take precedence over log Kowvalues.

Figure 2.2.9.1.10.3.1: Categories for substances long-term hazardous to the aquatic environmentClassify

The classification scheme in Table 2.2.9.1.10.3.2 below summarizes the classification criteria for substances.

Table 2.2.9.1.10.3.2: Classification scheme for substances hazardous to the aquatic environment

Classification categories

Acute hazard

(see Note 1)

Long-term hazard (see Note 2)

Adequate chronic toxicity data available

Adequate chronic toxicity data not available (see Note 1)

Non-rapidly degradable substances

(see Note 3)

Rapidly degradable substances

(see Note 3)

Category: Acute 1

Category: Chronic 1

Category: Chronic 1

Category: Chronic 1

L(E)C50 ≤ 1,00

NOEC or ECx ≤ 0,1

NOEC or ECx ≤ 0,01

L(E)C50 ≤ 1,00 and lack of rapid degradability and/or BCF ≥ 500 or, if absent log Kow ≥ 4

Category: Chronic 2

Category: Chronic 2

Category: Chronic 2

0,1 < NOEC or ECx ≤ 1

0,01 ≤ NOEC or ECx ≤ 0,1

1,00 < L(E)C50 ≤ 10,0 and lack of rapid degradability and/or BCF ≥ 500 or, if absent log Kow ≥ 4

NOTE 1: Acute toxicity band based on L(E)C50values in mg/l for fish, crustacea and/or algae or other aquatic plants (or Quantitative Structure Activity Relationships (QSAR) estimation if no experimental data13).

NOTE 2: Substances are classified in the various chronic categories unless there are adequate chronic toxicity data available for all three trophic levels above the water solubility or above 1mg/l. ("Adequate" means that the data sufficiently cover the endpoint of concern. Generally this would mean measured test data, but in order to avoidunnecessary testing it can on a case by case basis also be estimated data, e.g. (Q)SAR, or for obvious cases expert judgment).

NOTE 3: Chronic toxicity band based on NOEC or equivalent ECxvalues in mg/l for fish or crustacea or other recognized measuresfor chronic toxicity.

Mixtures classification categories and criteria

The classification system for mixtures covers the classification categories which are used for substances,meaning categories Acute 1 and Chronic 1 and 2. Inorder to make use of all available data for purposes of classifying the aquatic environmental hazards of the mixture, the following assumption is made and is applied where appropriate:

The "relevant ingredients" of a mixture are those which are present ina concentration equal to or greater than 0.1%(bymass) for ingredients classified as Acute and/or Chronic 1 and equal to or greater than 1% for other ingredients, unless there is a presumption (e.g. in the case of highly toxic ingredients) that an ingredient present at less than 0.1% can still be relevant for classifying the mixture for aquatic environmental hazards.

The approach for classification of aquatic environmental hazards is tiered, and is dependent upon the type of information available for the mixture itself and for its ingredients. Elements of the tiered approach include:

(a)Classification based on tested mixtures;

(b)Classification based on bridging principles;

(c)The use of "summation of classified ingredients" and/or an "additivity formula".

Figure 2.2.9.1.10.4.2 below outlines the process to be followed.

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13     Special guidance is provided in Chapter 4.1, paragraph 4.1.2.13 and Annex 9, Section A9.6 of the GHS.

Figure 2.2.9.1.10.4.2: Tiered approach to classification of mixtures for acute and long-termaquatic environmental hazards


 

Classification of mixtures when toxicity data are available for the complete mixture

When the mixture as a whole has been tested to determine its aquatic toxicity, this information shall be used for classifying the mixture according to the criteria that have been agreed for substances. The classification is normally based on the data for fish, crustacea and algae/plants (see 2.2.9.1.10.2.3 and 2.2.9.1.10.2.4). When adequate acute or chronic data for the mixture as a whole are lacking, "bridging principles" or "summation method" shall be applied (see 2.2.9.1.10.4.4to 2.2.9.1.10.4.6).

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